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Records with Keyword: Optimization
Proceedings of the 36th European Symposium on Computer Aided Process Engineering (ESCAPE 36)
September 8, 2026 (v3)
Subject: Interdisciplinary
Keywords: Computer-aided Process Engineering, Education, Energy, Model Predictive Control, Modelling, Optimization, Process Design, Scheduling, Simulation, Sustainability
Contains 337 original peer-reviewed research articles presented at the 36th European Symposium on Computer Aided Process Engineering (ESCAPE 36) in Sheffield, UK. Subject categories include CAPE in Circular Economy, CAPE in Clean Energy Systems, CAPEing with Uncertain Futures, Pharmaceutical & Biotechnological Systems, Modelling & Simulation, Concepts, Methods & Tools, Process Design, Scheduling & Optimisation, Process Control & Operation, Education, and Knowledge Transfer & Entrepreneurship.
Network Design Optimization for Biomethane Feed-in from Decentralized Production Sites
June 12, 2026 (v1)
Subject: Modelling and Simulations
Biomethane can serve as an alternative to fossil fuels. Pipeline and compressor infrastructure must be built to enable the feed-in of biomethane from decentralized production sites into the existing gas network. Costs can be reduced by sharing this transport infrastructure among individual biogas plant operators. To find the cost-optimal layout, a mixed integer linear programming (MILP) problem is formulated. The model is expanded to show the effect of considering not only pipe cost but also compressor cost in the objective. It is applied to an Austrian region to find the optimal network for 14 biogas plants. After optimization, two allocation methods for sharing investment costs among biogas plants are explored: an equal cost approach and a volumetric share approach. Optimal network topology changes due to the modified objective, resulting in significant cost savings of 9 % for the total region and 19 % for a subregion. Investment costs for individual biogas plant operators vary widel... [more]
Sensitivity of MPC Performance to Component Scaling in a Battery-Hydrogen Storage System
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: Mixed-integer linear programming MILP, Model-predictive-control MPC, Optimization, Sensitivity Analysis
With the increasing share of volatile renewable energies, there is a growing need for flexible storage systems to balance fluctuations between generation and demand. Multi-energy systems, featuring battery and hydrogen storage systems, provide an efficient and scalable solution for this purpose. While rule-based control is primarily used in industry, model predictive control (MPC) is considered the most promising strategy for cost-optimized and safe operation. The performance of such controllers depends heavily on the capacities, power rates, and degradation behavior of the storage systems; for hydrogen systems, it can also depend on minimum switch-on/off times and ramping rates. This work aims to use sensitivity analysis to quantify the influence of variations in these component parameters on control quality. To this end, a lab-scale battery-hydrogen storage system (TU Wien) is modeled and operated using MPC to minimize grid exchange and thus increase self-sufficiency. Experimental da... [more]
High Performance Heat Pumps Using Tailored Refrigerants
September 4, 2026 (v2)
Subject: Modelling and Simulations
Keywords: decarbonization, molecular design, optimization, process design
Heat Pumps (HPs) can play a vital role in the decarbonization of heating in industry. The performance of a HP strongly depends on the refrigerant, the working fluid within the HP. In order to maximize HP performance, systematic selection of the refrigerant is key. Refrigerant choice affects the very feasibility of employing a HP to deliver heating to a process. A flexible and robust method is required to select refrigerants that are the best fit for a given heating application. A computer-aided molecular & process design (CAMPD) method is developed to design the optimal refrigerant that is tailored to process needs. The method is applied to three case studies across which the HP performance objectives and constraints, and heat source and heat sink temperatures are varied. In addition, the design of refrigerants with low (<150) global warming potentials and zero ozone depletion potentials is investigated. For all applications across all case studies, the CAMPD approach successfully iden... [more]
Spatio-temporal Framework for Energy Systems Network Design - Digital Supplementary Material
July 12, 2026 (v1)
Subject: Energy Systems
This document serves as the digital supplementary material for a publication titled "Spatio-temporal Framework for Energy Systems Network Design"
Supplementary Material - Optimal Design of Plastic Supply Chains Under Alternative Chain-of-Custody Frameworks and Recycling Policies
July 14, 2026 (v2)
Subject: Optimization
Keywords: Book and Claim, Chain of Custody, Mass Balance, Optimization, Plastic Supply Chain
Chemical recycling has emerged as a promising pathway for increasing plastic circularity by re-covering value from mixed and contaminated waste streams that are unsuitable for mechanical recycling. Because chemically recycled products become indistinguishable from their fossil-derived counterparts, recycled-content (RC) certification relies on Chain-of-Custody (CoC) ac-counting frameworks, primarily Mass Balance (MB) and Book-and-Claim (BC). While these ac-counting approaches determine how recycled content is attributed to products, their implications for plastic supply chain design remain poorly understood. This work develops a mixed-integer optimization framework for the design of integrated plastic supply chains that explicitly incorporates alternative MB allocation methods and BC accounting for RC tracking while capturing competition between fossil and recycling pathways. The model simultaneously optimizes technology selection and capacity, facility location, transportation, and ma... [more]
Techno-Economic Optimization of Electrified Airports as Collaborative Energy Hubs
July 14, 2026 (v2)
Subject: Modelling and Simulations
Keywords: Energy Systems, Genetic Algorithm, Hydrogen, Optimization, Renewable and Sustainable Energy
The electrification of regional aviation requires coordinated planning of airport energy systems that integrate renewable generation, energy storage, and hydrogen technologies in a cost-efficient and resilient manner. This paper presents a scalable techno-economic optimization framework that models multiple airports as collaborative energy hubs. An object-oriented mixed-integer linear programming (MILP) formulation is combined with a genetic algorithm (GA) to optimize infrastructure sizing and energy dispatch. The framework is applied to three Swedish regional airports-Västerås, Jönköping, and Visby. A set of scenarios, including parties operating under shared wind-energy contracts using power purchase agreements (PPAs) and dynamic pricing (DP), was studied. Detailed representations of battery energy storage, hydrogen production and storage, and market interactions are included. Results show that coordinated operation and airport collaboration under a smart energy management system can... [more]
Utilisation of Cement Flue Gas for Green Methanol Production: Process Design, Simulation, and Techno-Economic Assessment
July 3, 2026 (v1)
Subject: Process Design
Keywords: Aspen Plus, Calcium Looping, Cement Flue Gas, CO2 Utilisation, E-Methanol, Green Methanol, Optimization, Process Design, Technoeconomic Analysis
This work valorises two industrial waste streams from Hope Cement Works—flue gas CO2 and low-grade waste heat—converting them into green methanol via catalytic hydrogenation with renewable hydrogen, while returning by-product O2 to the kiln for oxygen-enriched combustion. The plant captures 42.9 t/hr CO2 (88.7% efficiency) via monoethanolamine (MEA) absorption with rate-based RadFrac columns and produces 213 000 t/yr methanol over Cu/ZnO/Al2O3 at 230 ◦C/70 bar. Aspen Plus V14 simulation achieves 62.9% per-pass CO2 conversion and 99.7% overall via a 2.76:1 recycle loop. Six heat exchangers recover 66.5MW. Multi-objective ε-constraint optimisation reveals that the levelised cost of methanol (LCOM) and CO2 utilisation are positively correlated: the cost-optimal design achieves 99.5% utilisation because hydrogen (65–78% of operating expenditure, OPEX) is co-lost with CO2 in the purge. LCOM ranges from £779/t (£30/MWh) to £1303/t (UK grid); progressive integration of cement waste heat (£62/... [more]
Development of a Predictive Model for Microbial Growth under Variable Conditions Using a Multilayer Perceptron Neural Network: Application to Candida guilliermondii
July 2, 2026 (v2)
Subject: Modelling and Simulations
Keywords: Artificial Intelligence, Biomass, Machine Learning, microbial growth, Modelling and Simulations, Optimization
In the field of biochemical process design, the accurate modeling of microbial growth is essential for the development and optimization of biological reactors used in the production of high-value compounds. Achieving this objective requires a detailed understanding of how environmental factors-such as pH and nutrient availability-influence microbial dynamics across the four distinct growth phases: lag, exponential, stationary, and death. Traditionally, reactor design relies heavily on the Monod model, which provides a simplified representation of microbial growth, focusing primarily on the exponential phase under constant operating conditions (1). However, this model presents substantial limitations when applied to dynamic environments where key parameters vary over time. To overcome these constraints, the present study proposes a data-driven modeling approach using a multilayer perceptron (MLP) artificial neural network for the prediction of microbial growth trajectories under varying... [more]
10. LAPSE:2026.0602
Supplemental Material: Supervised Dispatching for Identical Parallel Machine Total Tardiness Scheduling
June 28, 2026 (v1)
Subject: Planning & Scheduling
This supplemental material accompanies the paper “Supervised Dispatching for Identical Parallel Machine Total Tardiness Scheduling.” It provides additional details, computational results, and supporting materials related to the methods and experiments presented in the main paper.
11. LAPSE:2026.0533
The Imperial College Integrated Design Project
June 12, 2026 (v1)
Subject: Modelling and Simulations
The Imperial College Integrated Design Project reframes the chemical engineering capstone as a structured educational journey that develops professional competence rather than simply delivering a final technical report. The programme is grounded in four pedagogical pillars-authenticity, integration, impact, and reflection-which align with the graduate attributes required by the Institution of Chemical Engineers. Authenticity is achieved through open-ended problems drawn from industrial partners and emerging research needs; integration connects knowledge from across the curriculum into a coherent systems perspective; impact emphasises user-centred, sustainable solutions; and reflection cultivates metacognitive awareness of decision making and learning from failure. A mentored-autonomy model supports student teams through weekly checkpoints, skills workshops, and access to disciplinary experts. Assessment deliberately balances artefact quality with evidence of process, rewarding reasonin... [more]
12. LAPSE:2026.0526
Enhancing plasma etching efficiency via physics-based modeling and machine learning
June 12, 2026 (v1)
Subject: Modelling and Simulations
Modern semiconductor manufacturing requires extreme precision as yield margins narrow in the "More-than-Moore" era. While physics-based models (PBMs) provide high-fidelity insights into plasma etching, their computational intensity-often requiring hours per simulation-renders them impractical for direct iterative optimization. This work demonstrates a hybrid framework that utilizes data-driven surrogate models to enable rapid, cost-effective process optimization. A 2D axisymmetric fluid model of an inductively coupled O2 plasma (ICP) reactor was developed to generate a training dataset for two neural architectures: a Multi-Layer Perceptron (MLP) and a Kolmogorov-Arnold Network (KAN). These surrogates predict radial etching rates across a wide operating window of power, pressure, gas flow, and bias voltage. By replacing the expensive PBM with these high-speed surrogates, derivative-free optimization algorithms (Nelder-Mead and Powell) successfully identified a profit-maximizing operatin... [more]
13. LAPSE:2026.0523
Exploiting the line pack potential of gaseous CO2 pipelines
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: Carbon Dioxide Gas Pipelines, Nonlinear Model Predictive Control, Optimization, Process Control
Carbon dioxide transport is a critical component of the carbon capture and sequestration (CCS) supply chain. Given the substantial energy requirements and dispersed locations of CCS facilities, optimizing pipeline operations is critical to minimize costs. Although CO2 in dense phase is typically favored for long-distance transport, gaseous phase transport is also a possibility for shorter distances and volumes. This study models a gaseous CO2 pipeline system. Since CO2 gas pipelines provide the benefit of line packing, owing to gas compressibility, this work leverages it to maximize throughput in the presence of disturbances. Pipeline pressures within each segment are perceived as an inventory (i.e. form of storage) and a model predictive control (MPC) formulation for optimal inventory management is implemented to maximize throughput. This study applies the formulation to pipelines arranged in series and parallel. It effectively maximizes throughput and optimally drains pipeline pressu... [more]
14. LAPSE:2026.0517
Advanced Process Control Structures for Energy-Efficient Downstream Processing in HMF Biorefineries
June 12, 2026 (v1)
Subject: Modelling and Simulations
This research presents a novel framework for the surrogate-based dynamic optimization of control schemes within chemical separation and purification processes such as the biorefinery downstream processing. The current study investigated the downstream of an enzymatic bioreactor responsible for the synthesis of 5-hydroxymethylfurfural value-added derivatives, focusing on the critical balance between operational costs and productivity. Two high-fidelity long short-term memory neural network-based surrogate models were developed to predict energy consumption and economic gain, both achieving a coefficient of determination (R2) exceeding 0.97. These models were subsequently integrated into a multi-objective optimization architecture to address an operating efficiency testing scenario characterized by stepwise inflow parameter changes. By exploring the resulting Pareto front, an optimal set of operational (control) settings was identified and validated. The results demonstrate that while en... [more]
15. LAPSE:2026.0516
Data Reconciliation for Inventory Monitoring in a Petrol Refinery
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: data reconciliation, neural networks, oil refinery, optimization
We study a data reconciliation problem in a petrol refinery. The problem is to reconcile inventory and flow measurements to estimate true values of measured and unmeasured flows respecting the mass conservation. The problem is formulated as a mixed-integer quadratic program (MIQP). Upon successful problem resolution, a neural network (NN) is trained to mimic the MIQP solver to study potential improvements in CPU time without compromising the solution quality. The results show a significant improvement in refinery monitoring and feasibility of NN-based reconciliation.
16. LAPSE:2026.0511
Open-Source Optimization Algorithm for the Simulated Moving Bed Process using CasADi
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: CasADi, Dynamical Systems, Optimization, Partial Differential Equations, Simulated Moving Bed
In modern industrial systems, increasing performance requirements and sustainability constraints have intensified the need for advanced optimization methodologies capable of efficiently handling complex process models. The Simulated Moving Bed (SMB) process is a well-established technology for continuous chromatographic separations, offering high productivity and reduced solvent consumption compared to batch operations. However, its optimization is challenging due to the underlying distributed-parameter nature of the process.This work presents the development of a dynamic simulation and parameter optimization framework for the SMB process, implemented in Python using the open-source CasADi framework. The SMB model accounts for axial dispersion and mass transfer using a linear driving force formulation and is discretized in space using the method of lines, resulting in a state-space representation compatible with CasADi's numerical tools. Model accuracy was validated by reproducing a be... [more]
17. LAPSE:2026.0507
Extremum seeking control by perturb and observe applied to dividing wall column pilot
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: Distillation, Dividing Wall Column, On-line, Optimization, Perturb & Observe, Process Control
The Dividing Wall Column (DWC) offers significant potential in saving both energy- and capital cost compared to conventional distillation sequences. However, there are some issues regarding flexibility and control that require attention in reducing the risks or uncertainties in achieving the potential benefits in practical operation. This calls for control and optimization methods that rely on the available measurement data and less on simulation models. The "Perturb and Observe" method is a simple algorithm that seems suitable for this on-line optimisation task. A series of experiments have been carried out at the Kaibel-column pilot at NTNU and some key results are presented. The method is combined with a conventional control structure at the regulatory layer.
18. LAPSE:2026.0501
Logistics Management of Agri-Industrial Waste for Energy Valorization in Uruguay
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: Biomass, Energy Systems, Modelling and Simulations, Optimization, Supply Chain, Technoeconomic Analysis
The energy recovery of agro-industrial residual biomass offers a pathway to reduce fossil fuel emissions in thermal processes while valorizing waste. In practice, however, the primary bottleneck is logistical: feedstocks are geographically dispersed, with low bulk density and high moisture content, driving up collection, pretreatment, and transport costs. This work combines geospatial processing with mathematical optimization to design a multi-stage logistics network. The model incorporates intermediate densification options and technology selection (chipping, pelletizing, or briquetting) to supply one or more final waste-to-energy plants. The case study focuses on Northeastern Uruguay, considering forestry residues, meat-processing waste, and rice husks. We formulate a multi-period Mixed-Integer Linear Programming (MILP) model aimed at minimizing the total annualized cost, encompassing transportation, logistical operations, capital investment, and plant O&M, subject to supply constrai... [more]
19. LAPSE:2026.0497
A novel decomposition-based approach to solve heterogeneous capacitated vehicle routing problems
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: Decomposition, Mixed integer linear programming, Optimization, Vehicle Routing
The Heterogeneous Capacitated Vehicle Routing Problem (HCVRP) is a fundamental extension of the classical Vehicle Routing Problem in which customer demands must be satisfied using a fleet of vehicles with varying capacities and costs. In this paper, a novel and intuitive decomposition-based formulation for HCVRP is presented that decomposes the problem into two tractable subproblems: (i) a route generation and an optimal customer sequencing problem and (ii) a vehicle route assignment problem. In the first stage, all feasible customer combinations are constructed as routes, and for each route an optimization problem is solved to identify the optimal customer sequence that results in the minimum distance travelled. In the second stage, the optimal routes are selected, and vehicles are assigned using a mixed integer linear programming (MILP) formulation that minimizes the fixed cost of vehicle utilisation and total transportation costs, ensuring demand satisfaction for all customers while... [more]
20. LAPSE:2026.0491
Towards the Resilient Design of Power-to-Ammonia Systems via Linear Optimization Tools
June 12, 2026 (v1)
Subject: Modelling and Simulations
The design of Power-to-Ammonia systems (P2A) is a challenging task. While the technology for all its components, including renewable energy harnessing, electrolysis, Haber-Bosch synthesis, and auxiliary buffers, is mature, assembling such a system to meet the challenges of varying power profiles is not trivial. To ensure resilient, cost-effective designs, careful selection of unit capacities and coordination of all system operations are required. Specifically, this requires modeling system behaviour and enforcing operational constraints to capture system flexibility over a representative time frame. The first steps towards a novel P2A design framework are presented, with a focus on enhanced process operations and exploring new options for process flexibility. A general methodology is proposed, where the full system can be customized, namely by enabling or disabling: (i) multiple renewable energy harnessing sources, (ii) grid operations, and (iii) buffers, including battery and/or an H2... [more]
21. LAPSE:2026.0490
Multi-scenario Optimization of Groundwater-Sourced Water Production Networks With Daily Well Shutdown Requirements
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: Membranes, MILP, Multi-scenario Optimization, Optimization, Planning & Scheduling, Reverse Osmosis, Water, Water Networks
Water supply in the countryside of São Paulo state, Brazil, is based on groundwater resources that can be contaminated with substances such as heavy metals or fluoride, requiring the usage of water treatment technologies such as Reverse Osmosis (RO); however, RO systems create a stream of high-salinity brine, with negative environmental consequences. Besides, regulatory constraints demand that well operations must be interrupted for a daily contiguous period. In this work, a Mixed-Integer Linear program (MILP) was implemented to define water network topologies and well exploitation schedules, under these downtime constraints, aiming the minimization of RO plant capacity (and, therefore, of brine discharges). This model was then applied to the water supply of a small city in the São Paulo countryside, with around 8000 inhabitants, where high fluoride concentrations warranted the implementation of an RO system. Demand variations between weekdays and weekends (with demands 52.7% higher) w... [more]
22. LAPSE:2026.0489
Superstructure Modelling of Membrane Systems for the Optimization and Flexible Design of Post-combustion Carbon Capture Processes
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: carbon capture, membrane systems, optimization, superstructure
Membranes provide an efficient method for treating flue gases to capture CO2 from various point sources, achieving high recovery and purity rates. However, the lack of systematic process-level design tools has limited the translation of advanced membrane materials into large-scale technical and economic metrics. Thus, in this study, we present a superstructure model for the design of membrane-based carbon capture, both from highly energy-intensive industries and from power plants. The superstructure model enables the flexible design and global optimization of multi-stage membrane systems. Multiple membranes are compared under technical performance indicators (specific energy and specific area), while the already commercialized polymeric membranes Polaris and PolyActive are taken into consideration for estimating their economic performance. The presented framework establishes a robust link between material innovation and optimal process design, providing a key tool for the large-scale d... [more]
23. LAPSE:2026.0486
Particle Swarm Optimization for simultaneous design and optimization of heat pumps considering Mixed Integer problems
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: Adsorption, Energy Efficiency, Energy Systems, Heat Pumps, Key Variables, Material Screening, Mixed Integer nonlinear problems, Optimization, Particle Swarm Optimization
This study presents different approaches for introducing mixed integer problems into a meta-heuristic algorithm. The algorithms are developed to address the simultaneous design and optimization of a heat pump unit. A distinction is made between integer variables such as nominal tube diameters and the adsorbent employed in the process. The choice of adsorbent is named as a "key variable" due to its high impact on the process. To optimize the selection of these "key variables", a branched version of Particle Swarm Optimization (PSO) is presented and compared with the non-Branched version and a deterministic solver (IPOPT). Advanced Convergence Criterion is also implemented to mitigate the computational effort of these approaches. In the studied cases, Branch_PSO presents a higher degree of consistency and can even outperform the traditional PSO in simultaneous process optimization and material screening. However, its computational effort in cases with a large number of branches might be... [more]
24. LAPSE:2026.0485
Techno-Economic Optimization of Electrified Airports as Collaborative Energy Hubs
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: Energy Systems, Genetic Algorithm, Hydrogen, Optimization, Renewable and Sustainable Energy
The electrification of regional aviation requires coordinated planning of airport energy systems that integrate renewable generation, energy storage, and hydrogen technologies in a cost-efficient and resilient manner. This paper presents a scalable techno-economic optimization framework that models multiple airports as collaborative energy hubs. An object-oriented mixed-integer linear programming (MILP) formulation is combined with a genetic algorithm (GA) to optimize infrastructure sizing and energy dispatch. The framework is applied to three Swedish regional airports-Västerås, Jönköping, and Visby. A set of scenarios, including parties operating under shared wind-energy contracts using power purchase agreements (PPAs) and dynamic pricing (DP), was studied. Detailed representations of battery energy storage, hydrogen production and storage, and market interactions are included. Results show that coordinated operation and airport collaboration under a smart energy management system can... [more]
25. LAPSE:2026.0481
Research on Dynamic Scheduling of Multi-line Polyolefin Production Based on Deep Reinforcement Learning
June 12, 2026 (v1)
Subject: Modelling and Simulations
Keywords: Modelling and Simulations, Optimization, Polyolefin production, Reinforcement learning, Scheduling
The scheduling of multi-line polyolefin production is a complex decision-making process characterized by sequence-dependent changeovers, strict physicochemical constraints, and dynamic market environments. Traditional optimization methods often suffer from high computational costs and a lack of flexibility in online adjustments. To address these challenges, this paper proposes a Deep Reinforcement Learning (DRL) framework for dynamic scheduling tasks. We first construct a high-fidelity simulation environment that meticulously models realistic industrial constraints, including transition materials, shutdowns, and inventory limits. A Soft Actor-Critic (SAC) agent with a tuple-based action space is employed to mitigate the combinatorial explosion associated with multi-line decisions. Furthermore, a dynamic action masking mechanism embedded with domain knowledge is introduced to strictly enforce hard constraints and significantly improve sample efficiency. Case studies based on real-world... [more]
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