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Proceedings of the 36th European Symposium on Computer Aided Process Engineering (ESCAPE 36)
Solomon F. Brown
July 7, 2026 (v2)
Contains 335 original peer-reviewed research articles presented at the 36th European Symposium on Computer Aided Process Engineering (ESCAPE 36) in Sheffield, UK. Subject categories include CAPE in Circular Economy, CAPE in Clean Energy Systems, CAPEing with Uncertain Futures, Pharmaceutical & Biotechnological Systems, Modelling & Simulation, Concepts, Methods & Tools, Process Design, Scheduling & Optimisation, Process Control & Operation, Education, and Knowledge Transfer & Entrepreneurship.
Enhancing Robotics and Automation Education Through the Development of Simulation Tool for Material Synthesis
Hsuan Chang, Adedayo Ogunnoiki, Solomon Gajere Bawa
June 12, 2026 (v1)
Keywords: automation, material synthesis, nanoparticles, robotic, simulation, visualisation
As high-throughput experimentation (HTE) becomes a cornerstone of modern materials research, undergraduate and postgraduate curricula increasingly require students to possess Python programming skills to operate automated liquid-handling robots, such as the Opentrons OT-2 and Flex. However, the high cost of this hardware often necessitates shared equipment use during hands-on lab sessions, creating a significant pedagogical barrier: students lack the individual time required to iteratively test and debug their protocols on physical robotic platforms for automated material synthesis. Furthermore, we observe that the scarcity of robotic platforms creates an imbalance in group dynamics, where students with more coding experience often lead protocol development, while those with less experience remain disengaged. To address these challenges, we developed an interactive simulator that translates Python protocols into 2D animations on personal laptops. Using gold nanoparticle (AuNP) synthesi... [more]
Simulation-Optimization vs. MILP Approaches for Real-Time Scheduling of Multiproduct Batch Plants
Engelbert Pasieka, Sebastian Engell
June 12, 2026 (v1)
Production scheduling in the process industry is often treated as a static optimization problem, although real plants require frequent rescheduling due to disturbances such as rush orders, equipment breakdowns, and changes in processing times. This paper compares a simulation-optimization approach that couples a discrete-event simulator with an evolutionary algorithm (EA) with a sequence-based mixed-integer linear programming (MILP) formulation for real-time scheduling of multistage batch systems. Both methods are embedded in an event-driven rolling-horizon framework under strict computation time limits.In static experiments for a 3-stage, 2-machine flow-shop setting (10 products, 20 orders, random processing times), the EA achieved lower makespans across all tested time budgets, improving results by about 7-13% on average compared to the MILP approach. In real-time experiments (40 initial orders, maintenance, three rush orders, 10 s and 60 s periodic updates), the solution quality of... [more]
Development of a process modeling library for the design and optimization of beverage production plants
Valentin Becher, Christian Prommesberger, Ulrike Paap, Anna Afanasev, Anna Bechtold, Jörg Zacharias
June 12, 2026 (v1)
Today, beverage production plants are planned and designed from the material-handling context as a packaged-goods production facility, not as a process plant. Therefore, a lot of potential for optimization exists. This paper presents a new approach to the design of beverage production plants according to the design of process plants. A component library for the simple creation of beverage production plant process models is developed. All steps in the plant design process can be accelerated and automated to be used for the high number of existing and new installations around the world. As first use case an energy optimization upgrade for existing Carbonated-Soft-Drink production lines is described to save cooling and heating energy in warm climates.
Virtual Plant-Model Pair as a Step Towards Real-Time Optimization of a Simulated Moving Bed System
Guilherme C. Amaral, Alexandre F. P. Ferreira, Ana M. Ribeiro, Idelfonso B. R. Nogueira, Diogo Rodrigues
June 12, 2026 (v1)
Simulated Moving Bed (SMB) chromatography is widely used for a variety of separations, yet, when applicable, these systems are typically operated using offline optimization strategies. Over time, process degradation and unforeseen disturbances may cause SMB units to deviate from the calculated optimal conditions, reducing overall performance. Real-Time Optimization (RTO) offers a promising solution by continuously monitoring and adjusting operating conditions to maintain optimal performance, despite such perturbations. However, experimental implementation of RTO in industrial SMB processes is costly and requires significant interdisciplinary coordination.To address this challenge, a virtual framework is proposed for the preliminary development of a model-based RTO system. The methodology employs a virtual plant-model pair, in which a representative plant model generates in silico experimental data, while a structurally distinct predictive model reproduces these results. Structural mism... [more]
GlycoPy: An Equation-Oriented and Object-Oriented Python Framework for Process Modeling, Optimization and Optimal Control
Yingjie Ma, Jing Guo, Richard D. Braatz
June 12, 2026 (v1)
Nonlinear model predictive control (NMPC) can substantially improve performance and constraint handling for (bio)chemical processes, but its adoption is still limited by the effort required to build maintainable first-principles models and to implement efficient dynamic optimization-based controllers. This paper presents GlycoPy, an open-source, equation-oriented and object-oriented Python framework that supports hierarchical model construction and integrated workflows for simulation, parameter estimation, dynamic optimization, and NMPC. The case study of the monoclonal antibody glycosylation process based on a multiscale model demonstrates the capability of GlycoPy.
Digital Twin Supported FAIR Electronic Lab Notebooks for Simulated Experiments
Amy Koch, Isabell Viedt, Leon Urbas
June 12, 2026 (v1)
Keywords: digital twins, electronic lab notebooks, gProms, Process Design, Simulation
The use of equipment digital twins of standardized, multi-purpose units can accelerate process development and reduce experimental effort. Experimental data are essential not only for identifying critical process parameters and enabling model-based methods within a Quality by Design framework, but also for constructing and validating the simulation models that describe digital twin behavior. To achieve high-fidelity and robust predictive models, structured concepts are required to manage metadata and process-, product-, and resource-specific information exchanged between physical and digital twins. Electronic lab notebooks (ELNs), which contextualize experimental data, must therefore be structured and standardized to ensure interoperability and seamless data exchange. For integration into digital twin workflows and process transfer between equipment instances of the same category, ELNs must comply with FAIR (Findable, Accessible, Interoperable, Reusable) data principles. This work prop... [more]
Methodology to assess the integrity of Water and Energy Integration Systems (WEIS) models using the ThermWatt computational tool
Miguel Castro Oliveira, Rita Castro Oliveira, Henrique A. Matos
June 12, 2026 (v1)
Keywords: model integrity, optimisation, simulation, sustainability promotion, Water and energy integration systems
Type your abstract text here. This work presents an essential methodological framework oriented to the implementation of sustainability promotion measures in process industries. It makes use of a previously developed paradigm, designated as Water and Energy Integration Systems (WEIS), which are fundamentally conceptual systems based on the implementation of several technologies implemented with the end to minimize water use, energy use and related environmental burdens. The primarily conceptual nature of these systems is significant that these have not been significantly implemented in real-life, and that these have been essentially implemented in the virtual basis of digital twin-based computational models. This work extensively presents a methodology developed for the assessment of the integrity of WEIS models, which have been developed using the capacities of a customised computational tool designated as ThermWatt. Two previously approached case-studies have been considered to perfo... [more]
Coupling Analytical Derivatives with Adjoint Automatic Differentiation in a Modular Process Simulator
Andrés Piña-Martinez, Jean-Marc Commenge
June 12, 2026 (v1)
Keywords: Energy Systems, Modelling and Simulations, Optimization, Process Design, Simulation
Modular process simulators are widely used in industry due to their robust and detailed unit operation models. However, their application to gradient-based process optimization remains challenging, as these simulators are typically treated as black boxes, limiting access to internal equations and derivatives. As a result, finite difference methods are commonly employed for gradient estimation, despite their sensitivity to numerical noise and poor scalability. While previous studies have demonstrated the benefits of analytical derivatives in modular simulators, these approaches have largely relied on tangent differentiation modes. This work proposes a non-intrusive methodology that couples analytical derivatives with the adjoint mode of automatic differentiation to efficiently compute gradients for process optimization in modular simulators. The approach preserves the robustness of existing simulation tools by performing simulations normally to convergence, followed by external adjoint-... [more]
Model verification and Uncertainty Quantification methods using the CCSI simulation model for CO2 capture
Jessica V. Scheffer, Serena Delgado, Olivier Authier, Valentin Loubière, Franchine Ni, Christophe Castel, Jean-Marc Commenge
June 12, 2026 (v1)
This work aims at verifying the CO2 absorption capture model using monoethanolamine (MEA) solvent developed by the U.S. DOE's Carbon Capture Simulation Initiative (CCSI) and performing uncertainty propagation of mass transfer, liquid hold-up and reaction kinetics properties in the complete model, which includes absorber and stripper columns. The verification of the Aspen Plus CCSI model, based on pilot plant data from the National Carbon Capture Center (NCCC) for a CO2 flue gas concentration between 7 and 11% (mol) allowed uncertainty quantification (UQ) analysis for four different selected operational points using Monte Carlo Simulation (MCS), where low liquid mass transfer parameters exhibited an impact on calculation convergence. Gaussian Processes (GP) surrogate model was implemented, followed by a sensitivity analysis in order to correlate the most sensitive parameters with studied outputs.
Nanoparticle Nucleation and Growth Model Exploration with Perturbative Analysis
Stephen T. King, Antonios Armaou, Themis Matsoukas, Griffin A. Canning, Robert M. Rioux
June 12, 2026 (v1)
Keywords: Catalysis, Materials, Modelling, Nanoparticles, Simulation
Nanoparticle (NP) synthesis has been extensively studied since the mid-1800s and are utilized across numerous fields due to their unique microscopic properties that collectively yield macroscopic benefits. Of particular interest are silver (Ag) NPs, whose controllable size and morphology impart distinct catalytic, electronic, and optical properties advantageous for environmental and energy-related applications. The theoretical understanding of NP nucleation and growth has advanced considerably starting with classical nucleation theory, evolving into the LaMer model centering on burst nucleation and diffusion-limited growth and resulted in near monodispersed hydrosols. Finke and Watzky later introduced the autocatalytic model considering a slow and continuous nucleation and autocatalytic surface growth not limited by monomer diffusion. However, the precise mechanisms remain the subject of active debate for the different homogeneous and heterogenous nucleation systems. In this study, sim... [more]
Modeling and Simulation of Nitrogen Generation by Pressure Swing Adsorption for Power-to-Ammonia
Marcus J. Schytt, Lorenz T. Biegler, John B. Jørgensen
June 12, 2026 (v1)
Power-to-ammonia (P2A) provides a carbon-free alternative to conventional ammonia production by replacing fossil-based feedstocks with electrolytic hydrogen and nitrogen from air separation. For decentralized P2A systems, pressure swing adsorption (PSA) offers a flexible alternative to cryogenic air separation. However, its industrial implementations are largely proprietary, and open, first-principles models capable of simulating its cyclic, nonlinear transport are scarce in literature. This work presents a first-principles, dynamic, one-dimensional model of a PSA superstructure for nitrogen generation, formulated with thermodynamically consistent equations of state, coupling multicomponent mass, energy, and momentum balances with kinetically limited adsorption on carbon molecular sieves. The resulting system of partial differential-algebraic equations is semi-discretized using the finite volume method, integrated using diagonally implicit Runge-Kutta methods, and cyclic steady states... [more]
Evaluation of dual pressure low-temperature distillation for LNG Production in CO2-rich fields
Victor S. V. Mercado, Dirceu Noriler, Laura Plazas Tovar, Radin Suhaib Salihuddin, Amiza Bt Surmi, Fadhli Hadana Rahman, Jean F. Leal Silva
June 12, 2026 (v1)
Keywords: CO2, Cryogenic distillation, Gas field, LNG, Simulation
Liquefied natural gas (LNG) plays a key role in the energy transition, but its production is often limited by the high CO2 content of some reservoirs, which increases operating costs and solidification risks. This study evaluates the dual-pressure low-temperature cryogenic distillation process applied to a recently discovered gas field with a high CO2 content (25%) for LNG production. The critical properties of the gas streams and the process operating conditions were analyzed using Aspen Plus v14. The results indicate that reducing the CO2 concentration throughout the column is essential to prevent solid formation by maintaining a fluid composition with a freezing temperature below the operating temperature of the stages. It was also observed that the reflux affects LNG purity and freezing temperature in all stages. Furthermore, the adoption of a low-pressure separator upstream of the distillation proved crucial to producing condensates within commercial specifications. The work exten... [more]
A Computational Framework for Simulation and Energy Evaluation of Sustainable Biodiesel Production Routes
Ian B. B. Batata, Emílio E X. Guimarães Filho, Victor H. S. Ramos, Maria R. Wolf Maciel, Nadia G. Khouri, Rubens Maciel Filho
June 12, 2026 (v1)
The growing global energy demand and the need to reduce dependence on fossil fuels have intensified efforts toward developing renewable alternatives. Among these, biodiesel and ethanol emerged as viable and sustainable fuel sources. In this context, the use of palm oil and ethanol as raw materials represents a promising production route, due to their availability, high productivity per unit of cultivated area, and renewable characteristics. However, ethanolic transesterification still faces challenges, such as lower productivity compared to methanolic processes and higher energy consumption due to reaction characteristics that impact the whole process. Bearing this in mind, this work aims to develop process simulations in Aspen Plus to optimize biodiesel production from palm oil and ethanol, coupled with an energy integration analysis. The process was divided into three main stages: (i) feed preparation, (ii) transesterification reaction, and (iii) separation and purification of biodie... [more]
A Framework based on Population Balance Modeling for Predicting Li-O2 Battery Discharge and Life Cycle Behavior
Nadia G. Khouri, Jean F. Leal Silva, Letícia M. S. Barros, Viktor O. C. Concha, Rubens Maciel Filho
June 12, 2026 (v1)
The growing integration of renewable energy sources such as solar and wind power has intensified the demand for advanced energy storage technologies. Lithium-air (Li-O2) batteries are particularly attractive due to their exceptionally high theoretical specific energy, which surpasses that of the conventional lithium-ion system. However, their practical application is hindered by poor reversibility during discharge, primarily due to the formation and decomposition of lithium peroxide (Li2O2), which causes cathode passivation and capacity fading. Since the electrochemical performance of Li-O2 batteries is strongly influenced by the morphology, size, and spatial distribution of Li2O2 crystals, understanding the mechanisms governing their nucleation and growth is critical. To address this challenge, this work proposes a computational framework based on population balance modeling (PBM) to describe Li2O2 crystallization dynamics during battery discharge. The framework integrates population,... [more]
Multi-objective simulation-based optimisation of pharmaceutical process systems
Artemis Tsochatzidi, Francesca Cenci, Magdalini Aroniada, Lazaros G. Papageorgiou
June 12, 2026 (v1)
Keywords: Algorithms, Industry 4.0, Optimisation, Process Operations, Simulation
The pharmaceutical industry is placing growing emphasis on sophisticated process modeling to enhance the efficiency of drug design and production pipelines. Optimal control over these models can significantly improve manufacturing performance by lowering costs, boosting productivity, and ensuring rigorous quality compliance. However, the intricate nature and heavy computational load of these models often require the adoption of more practical or simplified alternative strategies for optimisation such as simulation-based approaches. In this work, we introduce a simulation-based framework including a "top-level" gradient-based mathematical programming optimisation model coupled with a "low-level" simulation scheme, to optimise multi-scale drug substance manufacturing flowsheets. The proposed framework optimises critical quality attributes, such as yield and purity, including green metrics such as process mass intensity, aligning with digital platforms (e.g. gPROMS) used in the pharmaceut... [more]
From Plastic Waste to Platform Chemicals: Aspen Plus Modeling of Polystyrene Conversion Through Hydrothermal Processing into Value-added Chemicals
MohammadSina HajiHashemi, Corinna Schulze-Netzer, Thomas A. Adams II
June 12, 2026 (v1)
Keywords: Hydrothermal Processing, Plastic Waste, Recycling, Simulation, Superstructure
Polystyrene (PS) recycling remains limited despite large waste volumes, largely because many routes struggle to recover high-value chemicals at scale. This work develops a full process concept that upgrades PS through low-pressure hydrothermal processing (HTP) and directs the resulting aromatic oil to separation and downstream conversion. The superstructure includes HTP at 30 bar and 350°C, three distillation columns for toluene/ethylbenzene/styrene splits, ethylbenzene dehydrogenation to boost styrene yield, steam reforming of the heavier C9+ fraction to syngas, and an ICI-type (Imperial Chemical Industries) methanol loop with inter-bed quench. The integrated flowsheet was simulated in Aspen Plus V14 using a consistent NRTL-RK (Non-Random Two-Liquid-Redlich-Kwong) property framework. Deep-vacuum operation (˜100-400 mbar) was applied where needed to limit styrene polymerization. Sensitivity and optimization focused on meeting a syngas stoichiometric number near 2; the best case occurre... [more]
Dynamic optimization of glucose feed in cell cultivation for monoclonal antibody production process design balancing productivity and impurity generation
Kosuke Nemoto, Yuki Yoshiyama, Mizuki Morisasa, Junshin Iwabuchi, Yusuke Hayashi, Sara Badr, Hirokazu Sugiyama
June 12, 2026 (v1)
This work presents the dynamic optimization of glucose feed in cell cultivation considering the balance between productivity and impurity generation. We first developed a mechanistic model considering cell growth promotion by glucose and cell growth inhibition by osmolarity for a newly developed, high-productivity CHO-MK cell line. For model development, fed-batch cultivation experiments were conducted at a 250 mL scale under three different glucose feeding profiles. Results from a single-objective dynamic optimization, using the glucose feed profile as a design variable, were compared to those from multi-objective problem settings with varying weights assigned to productivity and final impurity concentrations. Simulation results suggested different glucose feed profiles depending on the priority given to the mAb and impurities, where the main difference was in the generated viable cell density profiles. Productivity-focused profiles employed a low-high-intermediate feeding strategy, i... [more]
Decarbonizing API Manufacturing: Conceptual Design and Scale-up Analysis of Continuous-Flow Electrosynthesis for Ibuprofen Production
Tuse Asrav, Merlin Alvarado-Morales, Gürkan Sin
June 12, 2026 (v1)
Keywords: Pharmaceutical Manufacturing, Process Design, Renewable and Sustainable Energy, Simulation
The decarbonization of pharmaceutical manufacturing is critical for achieving the industry's net-zero targets, and electrochemistry is emerging as a promising green technology that could play a key role in this transition. This work evaluates a continuous-flow electrochemical route for ibuprofen synthesis through electrochemical carboxylation of 1-chloro-(4-isobutylphenyl) ethane as a low-carbon alternative that can be directly coupled with renewable electricity. Experimental studies have demonstrated the selective formation of ibuprofen using a silver cathode in the ionic liquid N-methyl-N-propylpiperidinium bis(trifluoromethanesulfonyl)imide (PP13 TFSI). While the reaction mechanism is based on laboratory-scale, batch experiments, this study develops a conceptual design and scale-up methodology for the continuous route to provide an evaluation of the industrial feasibility of this electrochemical pathway through a rigorous plant-wide simulation in AVEVA® Process Simulation. Global se... [more]
Genome to Production: A Multiscale Model for Bioprocess Design
Rajiv Kailasanathan, Mohammad Reza Boskabadi, Abhishek Sivaram, Seyed Soheil Mansouri
June 12, 2026 (v1)
Keywords: Biosystems, Fermentation, Metabolic models, Multiscale Modelling, Optimization, Simulation
Bioprocesses are inherently multiscale, spanning intracellular metabolism to production-scale reactors. Simulation models that integrate these scales offer potential strategies to study the effect of changing metabolic states and enable efficient integration of biological knowledge gathered from lab-scale experiments. In this study, we demonstrate the potential of such simulation model towards the production of mevalonate, an important pharmaceutical drug compound produced through fermentation of a fungal species Aspergillus terreus. We integrate a genome-scale metabolic model of the organism with a plant-wide simulation model for the bioprocess that encompasses several upstream and downstream unit operations. Through this integration, we identify potential targets for metabolic engineering towards increased product flux and simultaneously estimate the associated oxygen requirements. This framework serves as a foundation for developing digital twins of bioprocesses that bridges strain... [more]
Dynamic optimization of glucose feed in cell cultivation for monoclonal antibody production process design balancing productivity and impurity generation
Kosuke Nemoto, Yuki Yoshiyama, Mizuki Morisasa, Junshin Iwabuchi, Yusuke Hayashi, Sara Badr, Hirokazu Sugiyama
March 13, 2026 (v1)
The attached table shows the raw experimental data used for Figure 2 in the conference paper.
Supplementary material for: Virtual Plant–Model Pair as a Step Towards Real-Time Optimization of a Simulated Moving Bed System
Guilherme C. Amaral, Alexandre Ferreira, Ana Mafalda Ribeiro, Idelfonso Nogueira, Diogo Rodrigues
March 26, 2026 (v3)
Subject: Optimization
This document provides the Supplementary Material for the study titled: Virtual Plant–Model Pair as a Step Towards Real-Time Optimization of a Simulated Moving Bed System. The work has been submitted to the peer-reviewed proceedings of the 36th European Symposium on Computer-Aided Process Engineering (ESCAPE 2026).
From Plastic Waste to Platform Chemicals: Aspen Plus Modeling of Polystyrene Conversion Through Hydrothermal Processing into Value-added Chemicals
MohammadSina HajiHashemi, Corinna Schulze-Netzer, Thoma Alan Adams II
February 2, 2026 (v1)
Keywords: Aspen Plus, Hydrothermal Processing, Plastic Waste, Recycling, Simulation, Superstructure
Aspen Plus is used to simulate the process and compute the mass and energy flows for the complete process of polystyrene waste conversion into value-added chemicals. This demonstrates a pathway for the recycling of PS waste, which could contribute to a more sustainable industry environment
Digital supplementary material for the article entitled "Methodology to assess the integrity of Water and Energy Integration Systems (WEIS) models using the ThermWatt computational tool"
Miguel Castro Oliveira, Rita Castro Oliveira, Henrique A. Matos
January 31, 2026 (v1)
Subject: Uncategorized
Keywords: Model integrity, Optimisation, Simulation, Sustainability promotion, Water and energy integration systems
This document contains digital supplementary material (assessment of sustainability promotion potential) related to the article entitled “Methodology to assess the integrity of Water and Energy Integration Systems (WEIS) models using the ThermWatt computational tool”, which is part of the peer reviewed conference proceeding of the 36th European Symposium on Computer Aided Process Engineering (ESCAPE 36). The present content has been adapted from the PhD thesis entitled "Simulation and Optimisation of Water and Energy Integration Systems (WEIS): An Innovative Approach for Process Industries".
Simulation and Optimization of Variable Ethylene Production from Carbon Dioxide Utilizing Intermittent Electricity
Jakob Hoch, Daniel Schicksnus
August 27, 2025 (v1)
Ethylene is a key platform chemical in global manufacturing, yet its conventional production via steam cracking is highly energy-intensive and a major source of industrial CO2 emissions. This study proposes a sustainable alternative for ethylene synthesis through the electrochemical reduction of captured CO2 via alkaline electrolysis powered by intermittent offshore wind energy. A selective catalytic pathway for the CO2 reduction reaction is identified and modeled in ASPEN PLUS®, with full integration of reaction, separation, and recycle units. To address the variability in renewable energy supply, a time-variable process optimization framework is developed in Pyomo, enabling operational flexibility through integrated process planning and scheduling. Three electricity sourcing scenarios are analyzed, each representing different balances between grid and renewable power. A gate-to-gate life cycle assessment reveals a significant greenhouse gas emission reduction, with the most renewable... [more]
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