Proceedings of ESCAPE 36ISSN: 2818-4734
Volume: 5 (2026)
Table of Contents
LAPSE:2026.0414
Published Article
LAPSE:2026.0414
Coupling Analytical Derivatives with Adjoint Automatic Differentiation in a Modular Process Simulator
June 12, 2026
Abstract
Modular process simulators are widely used in industry due to their robust and detailed unit operation models. However, their application to gradient-based process optimization remains challenging, as these simulators are typically treated as black boxes, limiting access to internal equations and derivatives. As a result, finite difference methods are commonly employed for gradient estimation, despite their sensitivity to numerical noise and poor scalability. While previous studies have demonstrated the benefits of analytical derivatives in modular simulators, these approaches have largely relied on tangent differentiation modes. This work proposes a non-intrusive methodology that couples analytical derivatives with the adjoint mode of automatic differentiation to efficiently compute gradients for process optimization in modular simulators. The approach preserves the robustness of existing simulation tools by performing simulations normally to convergence, followed by external adjoint-based derivative evaluation using analytically available sensitivities. Theoretical advantages of adjoint differentiation are thus exploited, particularly for optimization problems where the number of decision variables exceeds the number of objective outputs. The proposed framework is evaluated through a case study based on a combined heat and power cycle, using three benchmark objective functions. Gradient computation cost, robustness, and overall optimization performance are compared against forward and centered finite difference methods. Results demonstrate that the analytical adjoint approach significantly reduces gradient computation time while maintaining high robustness, achieving up to 56% reduction in computational cost compared to finite differences. These findings highlight the potential of analytical adjoint differentiation as an efficient and reliable alternative for optimization in modular process simulators.
Keywords
Suggested Citation
Piña-Martinez A, Commenge J. Coupling Analytical Derivatives with Adjoint Automatic Differentiation in a Modular Process Simulator. Systems and Control Transactions 5:1687-1695 (2026) https://doi.org/10.69997/sct.102430
Author Affiliations
Piña-Martinez A: Université de Lorraine, CNRS, LRGP, F-54000 Nancy, France [ORCID]
Commenge J: Université de Lorraine, CNRS, LRGP, F-54000 Nancy, France [ORCID]
[Login] to see author email addresses.
Journal Name
Systems and Control Transactions
Volume
5
First Page
1687
Last Page
1695
Year
2026
Publication Date
2026-06-12
Version Comments
Original Submission
Other Meta
PII: 1687-1695-283-SCT-5-2026, Publication Type: Journal Article
Record Map
Published Article

LAPSE:2026.0414
This Record
External Link

https://doi.org/10.69997/sct.102430
Publisher Version
Download
Files
Jun 12, 2026
Main Article
License
CC BY-SA 4.0
Meta
Record Statistics
Record Views
3
Version History
[v1] (Original Submission)
Jun 12, 2026
 
Verified by curator on
Jun 12, 2026
This Version Number
v1
Citations
Most Recent
This Version
URL Here
https://psecommunity.org/LAPSE:2026.0414
 
Record Owner
PSE Press
Links to Related Works
Directly Related to This Work
Publisher Version
References Cited
  1. Adjiman CS, Sahinidis NV, Vlachos DG, Bakshi B, Maravelias CT, Georgakis C. Process systems engineering perspective on the design of materials and molecules. Ind. Eng. Chem. Res. 60:5194-5206 (2021) https://doi.org/10.1021/acs.iecr.0c05399
  2. E.N. Pistikopoulos, A. Barbosa-Povoa, J.H. Lee, R. Misener, A. Mitsos, G.V. Reklaitis, V. Venkatasubramanian, F. You, R. Gani, Process systems engineering - The generation next?, Comput. Chem. Eng. 107252-147 (2021) https://doi.org/10.1016/j.compchemeng.2021.10725
  3. A.W. Westerberg, H.P. Hutchinson, R.L. Motard, P. Winter. Process Flowsheeting. Cambridge (1979).
  4. Wolbert D, Joulia X, Koehret B, Biegler LT. Flowsheet optimization and optimal sensitivity analysis using analytical derivatives. Computers & Chemical Engineering 18:1083-1095 (1994) https://doi.org/10.1016/0098-1354(94)e0020-n
  5. Chen H, Stadtherr MA. A simultaneous?modular approach to process flowsheeting and optimization. part I: theory and implementation. AIChE Journal 31:1843-1856 (2004) https://doi.org/10.1002/aic.690311110
  6. Chan WK, Prince RGH. Application of the chain rule of differentiation to sequential modular flowsheet optimization. Computers & Chemical Engineering 10:223-240 (1986) https://doi.org/10.1016/0098-1354(86)85004-9
  7. Mischler C, Joulia X, Hassold E, Galligo A, Esposito R. Automatic differentiation applications to computer aided process engineering. Computers & Chemical Engineering 19:779-784 (1995) https://doi.org/10.1016/0098-1354(95)87129-2
  8. A. Griewank, A. Walther. Evaluating Derivatives: Principles and Techniques of Algorithmic Differentiation. SIAM (2008).
  9. Rios LM, Sahinidis NV. Derivative-free optimization: a review of algorithms and comparison of software implementations. J Glob Optim 56:1247-1293 (2012) https://doi.org/10.1007/s10898-012-9951-y
(0.11 seconds)

[0.11 s]