LAPSE:2026.0614v2
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LAPSE:2026.0614v2
Supplementary Material - Optimal Design of Plastic Supply Chains Under Alternative Chain-of-Custody Frameworks and Recycling Policies
July 14, 2026. Originally submitted on July 12, 2026
Abstract
Chemical recycling has emerged as a promising pathway for increasing plastic circularity by re-covering value from mixed and contaminated waste streams that are unsuitable for mechanical recycling. Because chemically recycled products become indistinguishable from their fossil-derived counterparts, recycled-content (RC) certification relies on Chain-of-Custody (CoC) ac-counting frameworks, primarily Mass Balance (MB) and Book-and-Claim (BC). While these ac-counting approaches determine how recycled content is attributed to products, their implications for plastic supply chain design remain poorly understood. This work develops a mixed-integer optimization framework for the design of integrated plastic supply chains that explicitly incorporates alternative MB allocation methods and BC accounting for RC tracking while capturing competition between fossil and recycling pathways. The model simultaneously optimizes technology selection and capacity, facility location, transportation, and material flow across the supply chain, spanning monomer production, resin manufacturing, collection, recycling, and end-of-life management. A Texas case study spanning ethylene and propylene polymer supply chains is used to evaluate MB accounting via proportional (P) and non-proportional (NP) allocation as well as BC accounting under varying recycled-content requirements. Results show that CoC ac-counting is a key determinant of optimal supply chain design. More stringent MB allocation methods (e.g. P case) require substantially greater deployment of chemical recycling technologies, whereas more flexible accounting approaches (e.g. NP) achieve identical recycled-content targets with lower infrastructure investment. These differences lead to markedly different recycled content distributions in end-products, landfill diversion, system costs, and CO2 emissions.
Chemical recycling has emerged as a promising pathway for increasing plastic circularity by re-covering value from mixed and contaminated waste streams that are unsuitable for mechanical recycling. Because chemically recycled products become indistinguishable from their fossil-derived counterparts, recycled-content (RC) certification relies on Chain-of-Custody (CoC) ac-counting frameworks, primarily Mass Balance (MB) and Book-and-Claim (BC). While these ac-counting approaches determine how recycled content is attributed to products, their implications for plastic supply chain design remain poorly understood. This work develops a mixed-integer optimization framework for the design of integrated plastic supply chains that explicitly incorporates alternative MB allocation methods and BC accounting for RC tracking while capturing competition between fossil and recycling pathways. The model simultaneously optimizes technology selection and capacity, facility location, transportation, and material flow across the supply chain, spanning monomer production, resin manufacturing, collection, recycling, and end-of-life management. A Texas case study spanning ethylene and propylene polymer supply chains is used to evaluate MB accounting via proportional (P) and non-proportional (NP) allocation as well as BC accounting under varying recycled-content requirements. Results show that CoC ac-counting is a key determinant of optimal supply chain design. More stringent MB allocation methods (e.g. P case) require substantially greater deployment of chemical recycling technologies, whereas more flexible accounting approaches (e.g. NP) achieve identical recycled-content targets with lower infrastructure investment. These differences lead to markedly different recycled content distributions in end-products, landfill diversion, system costs, and CO2 emissions.
Record ID
Keywords
Book and Claim, Chain of Custody, Mass Balance, Optimization, Plastic Supply Chain
Subject
Suggested Citation
Deshmukh A, Mallapragada D. Supplementary Material - Optimal Design of Plastic Supply Chains Under Alternative Chain-of-Custody Frameworks and Recycling Policies. (2026). LAPSE:2026.0614v2
Author Affiliations
Deshmukh A: New York University
Mallapragada D: New York University
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Mallapragada D: New York University
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Year
2026
Publication Date
2026-07-12
Version Comments
Revision of Version 1
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