LAPSE:2023.19997v1
Published Article

LAPSE:2023.19997v1
Development of a Unified Taxonomy for HVAC System Faults
March 10, 2023
Abstract
Detecting and diagnosing HVAC faults is critical for maintaining building operation performance, reducing energy waste, and ensuring indoor comfort. An increasing deployment of commercial fault detection and diagnostics (FDD) software tools in commercial buildings in the past decade has significantly increased buildings’ operational reliability and reduced energy consumption. A massive amount of data has been generated by the FDD software tools. However, efficiently utilizing FDD data for ‘big data’ analytics, algorithm improvement, and other data-driven applications is challenging because the format and naming conventions of those data are very customized, unstructured, and hard to interpret. This paper presents the development of a unified taxonomy for HVAC faults. A taxonomy is an orderly classification of HVAC faults according to their characteristics and causal relations. The taxonomy includes fault categorization, physical hierarchy, fault library, relation model, and naming/tagging scheme. The taxonomy employs both a physical hierarchy of HVAC equipment and a cause-effect relationship model to reveal the root causes of faults in HVAC systems. A structured and standardized vocabulary library is developed to increase data representability and interpretability. The developed fault taxonomy can be used for HVAC system ‘big data’ analytics such as HVAC system fault prevalence analysis or the development of an HVAC FDD software standard. A common type of HVAC equipment-packaged rooftop unit (RTU) is used as an example to demonstrate the application of the developed fault taxonomy. Two RTU FDD software tools are used to show that after mapping FDD data according to the taxonomy, the meta-analysis of the multiple FDD reports is possible and efficient.
Detecting and diagnosing HVAC faults is critical for maintaining building operation performance, reducing energy waste, and ensuring indoor comfort. An increasing deployment of commercial fault detection and diagnostics (FDD) software tools in commercial buildings in the past decade has significantly increased buildings’ operational reliability and reduced energy consumption. A massive amount of data has been generated by the FDD software tools. However, efficiently utilizing FDD data for ‘big data’ analytics, algorithm improvement, and other data-driven applications is challenging because the format and naming conventions of those data are very customized, unstructured, and hard to interpret. This paper presents the development of a unified taxonomy for HVAC faults. A taxonomy is an orderly classification of HVAC faults according to their characteristics and causal relations. The taxonomy includes fault categorization, physical hierarchy, fault library, relation model, and naming/tagging scheme. The taxonomy employs both a physical hierarchy of HVAC equipment and a cause-effect relationship model to reveal the root causes of faults in HVAC systems. A structured and standardized vocabulary library is developed to increase data representability and interpretability. The developed fault taxonomy can be used for HVAC system ‘big data’ analytics such as HVAC system fault prevalence analysis or the development of an HVAC FDD software standard. A common type of HVAC equipment-packaged rooftop unit (RTU) is used as an example to demonstrate the application of the developed fault taxonomy. Two RTU FDD software tools are used to show that after mapping FDD data according to the taxonomy, the meta-analysis of the multiple FDD reports is possible and efficient.
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Keywords
big data analytics, building informatics, fault detection and diagnostics, fault taxonomy, semantic analysis
Subject
Suggested Citation
Chen Y, Lin G, Crowe E, Granderson J. Development of a Unified Taxonomy for HVAC System Faults. (2023). LAPSE:2023.19997v1
Author Affiliations
Chen Y: Building Technology & Urban Systems Division, Lawrence Berkeley National Laboratory, Berkeley, CA 94720, USA [ORCID]
Lin G: Building Technology & Urban Systems Division, Lawrence Berkeley National Laboratory, Berkeley, CA 94720, USA
Crowe E: Building Technology & Urban Systems Division, Lawrence Berkeley National Laboratory, Berkeley, CA 94720, USA
Granderson J: Building Technology & Urban Systems Division, Lawrence Berkeley National Laboratory, Berkeley, CA 94720, USA
Lin G: Building Technology & Urban Systems Division, Lawrence Berkeley National Laboratory, Berkeley, CA 94720, USA
Crowe E: Building Technology & Urban Systems Division, Lawrence Berkeley National Laboratory, Berkeley, CA 94720, USA
Granderson J: Building Technology & Urban Systems Division, Lawrence Berkeley National Laboratory, Berkeley, CA 94720, USA
Journal Name
Energies
Volume
14
Issue
17
First Page
5581
Year
2021
Publication Date
2021-09-06
ISSN
1996-1073
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Original Submission
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PII: en14175581, Publication Type: Journal Article
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LAPSE:2023.19997v1
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https://doi.org/10.3390/en14175581
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Mar 10, 2023
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