LAPSE:2026.0486
Published Article

LAPSE:2026.0486
Particle Swarm Optimization for simultaneous design and optimization of heat pumps considering Mixed Integer problems
June 12, 2026
Abstract
This study presents different approaches for introducing mixed integer problems into a meta-heuristic algorithm. The algorithms are developed to address the simultaneous design and optimization of a heat pump unit. A distinction is made between integer variables such as nominal tube diameters and the adsorbent employed in the process. The choice of adsorbent is named as a "key variable" due to its high impact on the process. To optimize the selection of these "key variables", a branched version of Particle Swarm Optimization (PSO) is presented and compared with the non-Branched version and a deterministic solver (IPOPT). Advanced Convergence Criterion is also implemented to mitigate the computational effort of these approaches. In the studied cases, Branch_PSO presents a higher degree of consistency and can even outperform the traditional PSO in simultaneous process optimization and material screening. However, its computational effort in cases with a large number of branches might be an obstacle.
This study presents different approaches for introducing mixed integer problems into a meta-heuristic algorithm. The algorithms are developed to address the simultaneous design and optimization of a heat pump unit. A distinction is made between integer variables such as nominal tube diameters and the adsorbent employed in the process. The choice of adsorbent is named as a "key variable" due to its high impact on the process. To optimize the selection of these "key variables", a branched version of Particle Swarm Optimization (PSO) is presented and compared with the non-Branched version and a deterministic solver (IPOPT). Advanced Convergence Criterion is also implemented to mitigate the computational effort of these approaches. In the studied cases, Branch_PSO presents a higher degree of consistency and can even outperform the traditional PSO in simultaneous process optimization and material screening. However, its computational effort in cases with a large number of branches might be an obstacle.
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Keywords
Adsorption, Energy Efficiency, Energy Systems, Heat Pumps, Key Variables, Material Screening, Mixed Integer nonlinear problems, Optimization, Particle Swarm Optimization
Subject
Suggested Citation
Silva BCD, Ribeiro AM, Rodrigues AE, Ferreira AF, Rodrigues D, Nogueira IB. Particle Swarm Optimization for simultaneous design and optimization of heat pumps considering Mixed Integer problems. Systems and Control Transactions 5:2272-2279 (2026) https://doi.org/10.69997/sct.189138
Author Affiliations
Silva BCD: LSRE-LCM, ALiCE, Faculty of Engineering, University of Porto, Rua Dr. Roberto Frias, 4200-465 Porto, Portugal [ORCID]
Ribeiro AM: LSRE-LCM, ALiCE, Faculty of Engineering, University of Porto, Rua Dr. Roberto Frias, 4200-465 Porto, Portugal [ORCID]
Rodrigues AE: LSRE-LCM, ALiCE, Faculty of Engineering, University of Porto, Rua Dr. Roberto Frias, 4200-465 Porto, Portugal [ORCID]
Ferreira AF: LSRE-LCM, ALiCE, Faculty of Engineering, University of Porto, Rua Dr. Roberto Frias, 4200-465 Porto, Portugal [ORCID]
Rodrigues D: LSRE-LCM, ALiCE, Faculty of Engineering, University of Porto, Rua Dr. Roberto Frias, 4200-465 Porto, Portugal [ORCID]
Nogueira IB: Chemical Engineering Department, Norwegian University of Science and Technology, Sem Sælandsvei 4, Kjemiblokk 5, Trondheim 7491, Norway [ORCID]
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Ribeiro AM: LSRE-LCM, ALiCE, Faculty of Engineering, University of Porto, Rua Dr. Roberto Frias, 4200-465 Porto, Portugal [ORCID]
Rodrigues AE: LSRE-LCM, ALiCE, Faculty of Engineering, University of Porto, Rua Dr. Roberto Frias, 4200-465 Porto, Portugal [ORCID]
Ferreira AF: LSRE-LCM, ALiCE, Faculty of Engineering, University of Porto, Rua Dr. Roberto Frias, 4200-465 Porto, Portugal [ORCID]
Rodrigues D: LSRE-LCM, ALiCE, Faculty of Engineering, University of Porto, Rua Dr. Roberto Frias, 4200-465 Porto, Portugal [ORCID]
Nogueira IB: Chemical Engineering Department, Norwegian University of Science and Technology, Sem Sælandsvei 4, Kjemiblokk 5, Trondheim 7491, Norway [ORCID]
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Journal Name
Systems and Control Transactions
Volume
5
First Page
2272
Last Page
2279
Year
2026
Publication Date
2026-06-12
Version Comments
Original Submission
Other Meta
PII: 2272-2279-438-SCT-5-2026, Publication Type: Journal Article
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LAPSE:2026.0486
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LAPSE:2026.0035
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References Cited
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