Proceedings of ESCAPE 35ISSN: 2818-4734
Volume: 4 (2025)
Table of Contents
LAPSE:2025.0380
Published Article
LAPSE:2025.0380
Linear and non-linear convolutional approaches and XAI for spectral data: classification of waste lubricant oils
Ruben Gariso, João P. L. Coutinho, Tiago J. Rato, Marco S. Reis
June 27, 2025
Abstract
Waste lubricant oil (WLO) is a hazardous residual that requires proper management, being WLO regeneration the preferred approach. However, regeneration is only viable if the WLO does not coagulate in the equipment. Otherwise, the process needs to be shut down for cleaning and maintenance. To mitigate this risk, a laboratory test is currently used to assess the WLO coagulation potential before it enters the process. This laboratory test is, however, time-consuming, presents several safety risks, and is subjective. To expedite decision-making, process analytics technology (PAT) and machine learning were used to develop a model to classify WLOs according to their coagulation potential. Three approaches were followed, spanning linear and non-linear models. The first approach (benchmark) uses partial least squares for discriminant analysis (PLS-DA) and interval PLS combined with standard chemometric preprocessing techniques (27 model variants). The second approach uses wavelet transforms to decompose the spectra and PLS-DA for feature selection (10 model variants). Finally, the third approach uses convolutional neural networks (CNN) to estimate the optimal filter for feature extraction (1 model variant). These models were trained on real industrial data. The results show that the three modelling approaches can attain high accuracy, with an average of 91%. The spectral filtering using wavelet transforms proved to be a viable option to reduce the number of models to explore compared to the benchmark approach. The CNN was also able to streamline the preprocessing selection by implicitly estimating the optimal filter. The models also provided physical insight into the WLO coagulation phenomenon.
Keywords
Classification, CNN, Multiblock analysis, PLS, Waste lubricating oil
Suggested Citation
Gariso R, Coutinho JPL, Rato TJ, Reis MS. Linear and non-linear convolutional approaches and XAI for spectral data: classification of waste lubricant oils. Systems and Control Transactions 4:1421-1426 (2025) https://doi.org/10.69997/sct.103935
Author Affiliations
Gariso R: CERES, Department of Chemical Engineering, University of Coimbra, Portugal
Coutinho JPL: CERES, Department of Chemical Engineering, University of Coimbra, Portugal
Rato TJ: CERES, Department of Chemical Engineering, University of Coimbra, Portugal
Reis MS: CERES, Department of Chemical Engineering, University of Coimbra, Portugal
Journal Name
Systems and Control Transactions
Volume
4
First Page
1421
Last Page
1426
Year
2025
Publication Date
2025-07-01
Version Comments
Original Submission
Other Meta
PII: 1421-1426-1377-SCT-4-2025, Publication Type: Journal Article
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LAPSE:2025.0380
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